## Protecting Executives from Top Organizations, VIP, Crypto Investors, Influencers and more ## The Growing Risk of Non-Compliance US$ 8.2B fined by SEC for non-compliance in 2024 Since December 2021, the SEC has fined over 100 firms more than $2B for record keeping failures related to mobile communications. January 2025 alone, 12 financial firms were hit with $63M in penalties for failing to maintain proper records of electronic communications. ## Our SEC-Compliant Mobile Security Solution **Unmatched Mobile Security** - 11-layer security protocol preventing SIM swap attacks, the leading cause of mobile security breaches. - $5 million insurance policy coverage protecting your firm against potential losses. - Compatible with top U.S. mobile networks for nationwide reliable service. - Biometric verification and multi-factor authentication ensuring only authorized access. **Communications Archiving** - WORM-compliant storage satisfying all provisions of SEC 17a-4 with third-party attestation. - Complete capture and preservation of all text, voice, and app-based communications. - Customizable retention periods (3-6 years) to meet specific regulatory requirement. - Industry-leading encryption and tamper-proof records to withstand regulatory scrutiny. **Compliance Management** - AI-assisted review to efficiently identify compliance risks across all communications. - Powerful search capabilities to respond to regulatory inquiries within minutes. - Automated supervision workflows for policy-driven review of communications. - Comprehensive audit trails and reporting for demonstrating compliance. **Enterprise-Ready Implementation** - Comprehensive audit trails and reporting for demonstrating compliance. - Seamless integration with existing compliance systems and workflows. - Employee training and compliance education to prevent violations. - 24/7 dedicated support and continuous security monitoring. ## Confidence in Compliance ## We’ll pay your SEC Fines! At Efani, we stand behind the security and compliance of our service with unmatched confidence. If your company incurs any SEC fines related to mobile communication governance after onboarding with Efani, we will take full responsibility and cover the costs. This guarantee reflects our commitment to providing a secure, compliant, and worry-free solution for businesses navigating stringent regulatory requirements. With Efani’s robust security protocols and advanced archiving technology, you can focus on growing your business while we ensure your compliance and protection against financial penalties. ## Protect your company from SEC fines today ## Schedule a free demo with our SEC Compliance Consultant! [Schedule Now!](https://www.efani.com/book-a-consultation) .webp) ## How it works ### Step 1 Secure mobile lines with Efani’s 11-layer protection. ### Step 2 Capture and archive communications using technology. ### Step 3 Automate compliance workflows and reporting. ### Step 4 Respond to audits with ease. ## Frequently asked questions **What makes Efani’s service SEC-compliant?** Efani combines military-grade mobile security with advanced archiving technology to ensure all communications are securely captured, stored, and easily retrievable in compliance with SEC regulations. **How does Efani protect against SIM swap attacks?** Efani employs an 11-layer authentication process, including multi-factor verification and a mandatory cooling-off period for SIM changes, ensuring 100% protection against SIM swaps. **What types of communications are archived for SEC compliance?** Efani captures and archives all text messages, voice calls, and app-based communications in a tamper-proof format to meet SEC recordkeeping requirements. **How long are communication records retained?** Communication records are stored for up to six years or more, exceeding the SEC’s minimum retention requirements. **What happens if my company incurs an SEC fine after switching to Efani?** Efani guarantees compliance by covering any SEC fines related to mobile communication governance after onboarding with its service. **Is the service compatible with existing devices and networks?** Yes, Efani integrates seamlessly with existing mobile devices and operates on major U.S. networks for nationwide coverage. **How does the onboarding process work?** Efani provides white-glove onboarding, including setting up secure protocols, integrating with your compliance systems, and training employees on best practices. **Can I monitor employee communications in real time?** Yes, Efani offers supervisory oversight tools that allow compliance officers to monitor and review communications in real time to ensure adherence to policies. **What industries benefit most from this service?** Financial institutions, investment firms, healthcare providers, and government agencies—any organization subject to stringent regulatory requirements—benefit from Efani’s secure and compliant mobile service. **Does Efani offer global coverage?** Yes, Efani provides secure coverage in over 200 countries, ensuring compliance and security even during international travel.